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Compliance Officer Jobs

7 matches | 1 - 7 displayed
  1  
date  location  job detail
Nov 13,18 Charlotte, NC, United States Mutual Fund Chief Compliance Officer
Sponsored Job  
Barings
Mutual Fund Chief Compliance Officer The candidate will bbe responsible for leading the development, implementation and on-going administration of the Compliance programs for all Barings proprietary 40 Act Mutual Funds including open-ended, closed ended and business developmen...
Oct 28,18 Los Angeles, CA, United States Director, Privacy/Research Compliance Officer
Sponsored Job  
Children's Hospital Los Angeles
Director, Privacy/Research Compliance Officer The candidate will be responsible for developing and implementing a comprehensive privacy program in accordance with federal and state laws, including policy and procedure development and enforcement, training and education and respo...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Jun 06,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Jun 06,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-NY-New York City Chief Compliance Officer (Based in NY or Boston) - USA-NY-New York City
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Aug 07,2018 USA-MA-Boston Chief Compliance Officer (Based in NY or Boston) - USA-MA-Boston
Looking for senior compliance professional with 10 plus years of experience at a complex organization. Preference for those who have worked at insurance or employee benefits firms. The ideal candidate will have leadership qualities as they will be interfacing with senior management regularly and man
Oct 15,2018 USA-PA-West Reading Vice President/Chief Compliance Officer (relocation available)
Overview
Tower Health is a thriving regional health system in Southeastern Pennsylvania comprised of six hospitals and over 11,000 team members. Tower Health hospitals offer a dedication to care excellence and professional recognition that includes a Level I Trauma Center accredited hospital, Magnet
Nov 06,2018 USA-MN-Minneapolis Compliance Officer
Compliance Officer
Robert Half
?
Minneapolis
MN
55405
Job #770905647
Our client, a large Corporation in the Twin Cities, is seeking a Compliance Manager to join their team. This is an open ended, temporary opportunity. Successful candidates will have 3 years of experience in compliance and/or ethic

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