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Compliance Officer Jobs

7 matches | 1 - 7 displayed
  1  
date  location  job detail
Aug 23,20 Arlington, TX, United States Chief Compliance Officer/General Counsel
Sponsored Job  
Pioneer Realty Capital LLC
Chief Compliance Officer General Counsel Duties: Examine and draft employment, real estate and vendor contracts. Maintaining knowledge of organizations operations and legal documents. Lead negotiations and management of customer contracts, insurance matters, and employee relatio...
Sep 24,20 Portland, OR, United States Vp, General Counsel And Chief Compliance Officer
Sponsored Job  
CrowdStreet
VP, General Counsel and Chief Compliance Officer Duties: Act as the principal legal advisor to executives and the company on all legal and regulatory matters. Provide thought leadership to the Investments deal team regarding the sponsor vetting and review process, including all...
Jun 27,20 Menlo Park, CA, United States Deputy General Counsel, Chief Ethics & Compliance Officer
Sponsored Job  
Facebook
Deputy General Counsel, Chief Ethics & Compliance Officer Duties: Oversee the growth and implementation of a world-class Compliance program that operates to effectively identify and mitigate legal and regulatory risk and embed the highest standards of Compliance and ethics acros...
Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer
Global Chief Compliance Officer- Broker Dealer
The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/
Nov 18,2020 USA-NY-Buffalo Compliance Manager
\u003Cstrong\u003EDirect hire opportunity offering benefits!\u003Cbr\u003EParking will be paid for.\u003C\u002Fstrong\u003E\u003Cbr\u003E\u003Cbr\u003EKRG has partnered with a government agency in Buffalo who is looking to hire a Compliance Manager. This legal professional will be responsible for en
Nov 17,2020 USA-NY-New York City Senior Compliance Officer
Finance & Accounting
|
Senior Compliance Officer
Senior Compliance Officer
New York, NY
Responsibilities
Work alongside the GC/CCO in designing, retaining, and executing all compliance and conflicts of interest procedures, including: the firm?s compliance manual, yearly compliance assessment, and po
Nov 20,2020 USA-NY-Buffalo Compliance Officer
\u003Cstrong\u003EDirect hire opportunity offering benefits!\u003Cbr\u003EParking will be paid for.\u003C\u002Fstrong\u003E\u003Cbr\u003E\u003Cbr\u003EKRG has partnered with a government agency in Buffalo who is looking to hire a Compliance Officer. This legal professional will be responsible for en
Nov 20,2020 USA-CA-Los Angeles Regulatory Compliance Manager - Paying up to $150,000
Expanding Nutraceutical firm seeking a Regulatory Compliance Manager\nKeys to Hire:\n? BA Degree in Food Science, Nutrition, Food Law, or related field. PhD or JD preferred.\n? 3 years of labeling experience in the food/supplement industry. \n? Strong understanding of FDA regulations and ability to
Dec 31,1969 USA-NC-Charlotte Compliance Manager
Compliance Manager
Location:
Charlotte
, North Carolina
, United States
Job Type:
Permanent
Job Category:
Corporate
Job Industry:
Real Estate
Job Salary:
60,000 -
130,000 per year
SAVE
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The Opportunity
We're looking for a Compliance Manager
, working in the Real Estate
industry in Charlot
Nov 09,2020 USA-IN-Indianapolis Senior Fiduciary Officer & Compliance Manager
Type:
Permanent
Industry:
Financial / Financial Services
Function:
Accounting / Finance / Insurance
Job Level:
Standard Management (Manager/Supervisor of Staff)
Education:
Bachelor's Degree
Reference ID:
NM/INfiduciary
Senior Fiduciary Officer & Compliance Manager
Our Client is an independent privat

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