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Compliance Officer Jobs

1162 matches | 1 - 20 displayed
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date  location  job detail
Sep 17,17 New York City, NY, United States Investment Compliance Officer, P4
Sponsored Job  
United Nations Joint Staff Pension Fund
Investment Compliance Officer P4 Duties: Ensures that the steps in IMD's Compliance process - risk identification, establishing policies and procedures and implementing them - are appropriate and are undertaken in a timely manner by IMD Staff to whom those functions have been a...
Sep 16,17 Boulder, CO, United States Senior Director, Regional Compliance Officer (EU)
Sponsored Job  
Clovis Oncology
Senior Director, Regional Compliance Officer (EU) Responsibilities: Contribute to defining the regional and site Compliance strategy to support the business by using a risk based approach to assessing business impact. Oversee, implement and administer (within the region/ site) C...
Sep 19,17 Raleigh, NC, United States Junior Compliance Officer
Sponsored Job  
CREDIT SUISSE GROUP AG
Junior Compliance Officer Duties: Responsible for answering Compliance and risk related questions from research analysts, investment bankers and other personnel across the firm as they relate to the sharing of material non-public information, granting or denying approval for com...
Sep 21,2017 USA-TX-Austin Corporate Counsel-real Estate Transactions And Financing
World Class Capital Group
Corporate Counsel-Real Estate Transactions and Financing
The candidate will be handling all legal aspects of commercial real estate matters, including acquisitions, financing, development, operations and dispositions, as well as providing counsel and support to the CEO, VPs and other members of the
Sep 20,2017 USA-NJ-Newark Director, Corporate Counsel
eQuest
PGIM is Prudential?s global investment management business. The PGIM Global Partners & Institutional Relations Law team is seeking an attorney to support the PGIM Global Partners business that, through joint ventures and a subsidiary, offers investment products and services to retail and instituti
Sep 20,2017 USA-VA-Arlington Attorney Advisor Contracts
U.S Department of the Air Force
Open & closing dates
09/20/2017
to
10/03/2017
Salary
$112,021 to $161,900 per year
Pay scale & grade
NH 04
Work schedule
Full-Time - Full Time
Appointment type
Permanent - Excepted Service Permanent
Location
1 vacancy in the following location:
Arlington, VA
1 vacancy
Relocation expenses reimbursed
Sep 20,2017 USA-NY-New York City Sr. Director, Privacy Counsel
Regeneron Pharmaceuticals, Inc.
\u003cp\u003eThe Privacy Counsel will report to and assist the SVP, Associate General Counsel and Chief Compliance Officer to ensure full compliance with all applicable privacy laws and regulations globally. In particular the Privacy Counsel will be responsible for developing and enhancing the Compa
Sep 21,2017 USA-CA-San Francisco Legal and Compliance Director
States Title, Inc.
\u003cp\u003eWe are looking for an experienced financial services attorney who is excited to shake up the industry.\u003c/p\u003e\r\n\u003cp\u003eDriven by the frustration of homeowners and mortgage originators across the country, States Title is building an innovative, analytics-driven approach to
Sep 20,2017 USA-NY-New York City Privacy Counsel
Pfizer Inc
The candidate who fills this roll will join Pfizer\u2019s Global Privacy Office and will report to the Chief Privacy Officer within the Legal Division at Pfizer's New York City Headquarters. Although the position is located in the United States, a significant portion of position involves supporting
Sep 20,2017 USA-NY-New York City U.S. Probation Officer
SDNY
Announcement Number:
2017-04
Court:
SDNY
City, State:
New York, NY
Permanent Position:
Permanent
Job Grade:
CL27-CL28
Minimum Salary:
$54,935
Maximum Salary:
$107,010
Closing Date:
10/30/2017
Position Description
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
PROBATION OFFICE
U.S. PROBAT
Sep 20,2017 USA-NJ-Newark Director Corporate Counsel
Prudential Financial, Inc
- Description PGIM is Prudential\u2019s global investment management business.The PGIM Global Partners & Institutional Relations Law team is seeking an attorney to support the PGIM Global Partners business that, through joint ventures and a subsidiary, offers investment products and services
Sep 21,2017 USA-NY-Buffalo Compliance And Operational Risk Control Officer
Compliance and Operational Risk Control Officer
The candidate will support the business in managing risk. Will perform second-line-of-defense activities in relation to consequential risks. Ensure risk frameworks are designed well and operating effectively. Deliver independent risk assessment and re
Sep 21,2017 USA-NY-Rochester Compliance And Operational Risk Control Officer
Compliance and Operational Risk Control Officer
The candidate will support the business in managing risk. Will perform second-line-of-defense activities in relation to consequential risks. Ensure risk frameworks are designed well and operating effectively. Deliver independent risk assessment and re
Sep 21,2017 USA-NY-Yonkers Compliance And Operational Risk Control Officer
Compliance and Operational Risk Control Officer
The candidate will support the business in managing risk. Will perform second-line-of-defense activities in relation to consequential risks. Ensure risk frameworks are designed well and operating effectively. Deliver independent risk assessment and re
Sep 21,2017 USA-NY-Syracuse Compliance And Operational Risk Control Officer
Compliance and Operational Risk Control Officer
The candidate will support the business in managing risk. Will perform second-line-of-defense activities in relation to consequential risks. Ensure risk frameworks are designed well and operating effectively. Deliver independent risk assessment and re
Sep 21,2017 USA-TN-Nashville Senior Corporate Counsel
Senior Corporate Counsel
The candidate will be responsible for drafting agreements, legal review of agreements, negotiations with opposing parties on terms for agreements, and providing advice, consultation and training to business negotiators on issues related to agreements, primarily with supplie
Sep 21,2017
Fixed Income Division (?FID?) Compliance Officer
The candidate must have excellent academic credentials.
Sep 21,2017 USA-FL-Fort Lauderdale First Legal Paralegal
First Legal Paralegal
Duties: General case management - regular review of files for status and additional needs to move case forward. Preparation of Complaints and/or Amended Complaints as well as pleadings (Notices of Appearance, Notice of Hearing, Motions, Affidavit of Service, Certificate of S
Sep 21,2017 USA-GA-Marietta SENIOR PARALEGAL
SENIOR PARALEGAL
RESPONSIBILITIES:
Provide corporate compliance support and assist Chief Compliance Officer with all matters relative to corporate compliance initiatives, training, and policies.
Provide litigation support to staff counsel.
Provide management and support for intellectual property wor
Sep 20,2017 USA-FL-Fort Lauderdale Business Development Practice Director, Risk Assurance
Business Development Practice Director, Risk Assurance
Risk Type:
Regulatory/Compliance
Expertise:
Sales/Marketing
PwC/LOS Overview
PwC is a network of firms committed to delivering quality in assurance, tax and advisory services.
We help resolve complex issues for our clients and identify opportu
Sep 21,2017 USA-NJ-Newark Director, Corporate Counsel
['Director, Corporate Counsel','INT000DZ','!*!PGIM is Prudential?s global investment management business. The PGIM Global Partners & Institutional Relations Law team is seeking an attorney to support the PGIM Global Partners business that, through joint ventures and a subsidiary, offers investment
Sep 20,2017 USA-FL-Miami Business Development Practice Director, Risk AssuranceMilitary veterans preferred
PwC/LOS OverviewPwC is a network of firms committed to delivering quality in assurance, tax and advisory services.We help resolve complex issues for our clients and identify opportunities. Learn more about us at ******* PwC, we develop leaders at all levels. The distinctive leadership fram
Sep 21,2017 USA-KY-Louisville Associate Counsel
Associate Counsel
The candidate will oversee compliance with all applicable federal and state statue and regulations for all non-traditional banking programs and maintain effective communication with the Bank?s Compliance Officer regarding all non-traditional compliance issues. Will review, update
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