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Compliance Paralegal Jobs

70 matches | 1 - 20 displayed
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date  location  job detail
Jul 26,22 Atlanta, GA, United States Paralegal - RIA Compliance
Sponsored Job  
My RIA Lawyer
Paralegal RIA Compliance Duties: Support Compliance manager. Handle amendments to Form ADV and other IARD/CRD filings (e.g U4, U5) and Edgar-based filings (e.g. 13F, 13 H). Work with regulators to achieve registration for RIAs and, as needed, their advisory personnel. Review d...
Aug 25,20 Austin, TX, United States Prelitigation Compliance Paralegal (auditor)
Sponsored Job  
Thomas J. Henry Injury Attorneys
Prelitigation Compliance Paralegal (Auditor) The candidate focuses on reporting. In a team environment, ensure the delivery of quality demands within a 90-day period for each assigned attorney team and in turn generate increased productivity for each team and increased efficienc...
Aug 25,20 Corpus Christi, TX, United States Prelitigation Compliance Paralegal (auditor)
Sponsored Job  
Thomas J. Henry Injury Attorneys
Prelitigation Compliance Paralegal (Auditor) The candidate focuses on reporting. In a team environment, ensure the delivery of quality demands within a 90-day period for each assigned attorney team and in turn generate increased productivity for each team and increased efficienc...
Sep 24,2022 USA-CA-Sacramento Trademark Paralegal
Trademark Paralegal The candidate will coordinate with attorneys and other paralegals in filing, prosecuting, and maintaining domestic and foreign trademark applications and registrations. Support enforcement matters including assistance with social media takedowns. Conduct trademark searches. Assis
Sep 24,2022 USA-NV-Reno Paralegal
Paralegal Responsibilities: Performing administrative support for the attorneys by assisting with cannabis business clients, including completing municipal and state license applications, corporate governance, corporate entity formation, regulatory compliance, securities law, and mergers/acquisition
Sep 24,2022 USA-CA-San Francisco Trademark Paralegal
Trademark Paralegal The candidate will support multiple attorneys. Hanson Bridgett's trademark group is responsible for the growth and management of significant trademark portfolios for clients ranging from startups to major brands. The paralegal assists attorneys in the clearance and prosecution of
Sep 24,2022 USA-CA-Costa Mesa Real Estate Finance Paralegal
Real Estate Finance Paralegal Duties: The candidate with experience representing parties in connection with commercial real estate finance transactions. Specifically, expertise in title, survey, zoning and entity authority due diligence, transaction closing coordination and closing and post-closing
Sep 24,2022 USA-DC-Washington Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-MA-Boston Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-MN-Minneapolis Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-DE-Wilmington Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-MD-Baltimore Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-NY-New York City Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-NC-Raleigh Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-VA-Reston Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-NJ-Short Hills Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-PA-Philadelphia Paralegal - Finance (hybrid Work)
Paralegal - Finance Duties: The candidate will be spent performing a range of substantive case, matter, or entity-related duties by supporting efforts between attorneys, clients, outside legal counsel, opposing legal counsel, and other parties. Researching, preparing, and filing legal UCC Financing
Sep 24,2022 USA-CA-San Francisco Regulatory Paralegal
Regulatory Paralegal The candidate takes initiative and demonstrates knowledge and proficiency to clearly organize, plan, and prepare for projects; sets objectives, creates timelines, and uses keen judgment to strategically problem-solve/manage change; actively participates in open and professional
Sep 24,2022 USA-CA-Irvine Paralegal - Litigation - Financial Services Disputes & Investigations
Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers, the Paralegal applies knowledge of law and legal procedures to assist lawyers engaging in the delivery of quality, efficient and accessible lega
Sep 24,2022 USA-MO-Kansas City Paralegal - Litigation - Financial Services Disputes & Investigations
Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers, the Paralegal applies knowledge of law and legal procedures to assist lawyers engaging in the delivery of quality, efficient and accessible lega
Sep 24,2022 USA-TX-Dallas Paralegal - Litigation - Financial Services Disputes & Investigations
Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers, the Paralegal applies knowledge of law and legal procedures to assist lawyers engaging in the delivery of quality, efficient and accessible lega
Sep 24,2022 USA-CA-Santa Monica Paralegal - Litigation - Financial Services Disputes & Investigations
Paralegal - Litigation - Financial Services Disputes & Investigations The candidate under the supervision of the Paralegal Managers and supervises lawyers, the Paralegal applies knowledge of law and legal procedures to assist lawyers engaging in the delivery of quality, efficient and accessible lega
Sep 24,2022 USA-NJ-Princeton Banking-corporate Paralegal
Banking-Corporate Paralegal The candidate will be handling all client communications such as follow-ups on scheduling, information, and transaction updates. Reviewing of contracts, due diligence items, and other such items needed to close commercial loans and commercial real estate transactions. Dra
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